2012年1月1日星期日

Unit 2 - Asia-Pacific business systems and organizational structures


Unit 2
Asia-Pacific business systems and organizational structures

I.         Objective
1.            Discuss differences between, and drives of, East and West business systems
2.            Outline and describe the principal business systems operating in Asia
3.            Explore the cultural and organizational structural links in Asia-Pacific business
4.            Differentiable between Japanese, South Korea, Chinese family business and institutional Chinese enterprises in Asia-Pacific business in relation to:
a.      Values systems
b.      Communication and negotiation styles
c.       Leadership and decision making styles
5.            Discuss the various competitive strategies applied in Asia-Pacific business
6.            Evaluation the effects of Asia-Pacific business systems in the region

II.      Contrasts in business systems: East and West
(A) Economic agent
1.     In the Anglo-American system
a.     Firms are large, diversified companies with separate, relatively autonomous business units controlling different functions or products.
b.     Ownership and management are separate, and the goals of the managers are to generate a return for the shareholders that have a financial, rather than a controlling interest in the company.
c.    Managers have considerable autonomy from shareholders and run the business without interference. Ownership change fairly frequently through merger and acquisition activity or through the selling of shares or stocks

2.       The Korean Chaebol and Asian companies
a.        Chaebol is different to the typical Western firm in at least 3 respects:
(1) Developed with the guidance and support of the state
(2) Primary aim is to maximize sales rather than profits
(3) Shareholders are relatively stable and are typically family members
b.                Japanese firms are common form a large, and combined with forces   
on their suppliers, cooperative family of mutually dependent firms. The Chinese family business is usually small and limited in resources, is specialized and links into larger networks of firms.

3.    The characteristics of Asian firms
a.     Most East Asia firms are importance of family involvement in business and management. This stems from a common Confucian heritage and culture based on Confucian principles.
(1) Korean and Chinese
Owned and controlled by the family
Leadership is paternalistic and fairly authoritarian in comparison to Western firms
(2)   Japanese
Separate ownership and management
Keiretsu

        (B) Relationship
1.       Western Business
Tend to play rely on formal, legally defined procedures to govern relationships with other firms and employees. For example of Anglo-American industries.
(1) Short term in nature and relatively impersonal
(2) Ability of firms to meet certain requirements for price, quality and reliability

2.       East Asian Business
a.    More personal and are formed and maintained on the basis of trust and informal agreement. In this stems from Confucian values, the importance of collectivism and the family. Personal, reciprocal relationships are valued over legal contractual relationships.
b.    Rely on networks of contacts such as family, friends, school, social and government connections, to a greater degree than in West.
c.    All Asian business people feel much more comfortable dealing with people they know. Therefore, establish a personal relationship between parties
d.    Dominate role in the development and guidance of industry and the economy. HK government has guided economic development in Asian, such as selective intervention. Business-government relationships are stronger in Asian economies than in most Western countries. China and Vietnam, example, dominated by state-owned enterprises.

3.    Organization and coordination of employees, leadership, decision-making and negotiation
                  a.     Western societies are more individualistic
The typical features of an individualistic society are the belief the individual is the central concern and these are equal opportunity for all individuals.
b.        Eastern societies are more collectivistic
The collective society is belief group takes precedence over the individual, who is just one member of a group or many different groups.
Korean and Chinese family firms
l          Loyalty to one’ company
Japanese firms
l          Most enduring loyalty to their company and offers life-long employment and security to its permanent staff

4.       Power distance accepts inequality
a.        Asian societies where Confucian have influenced system
Confucian teachings have influenced values systems, respect for hierarchy and one’s superiors or leaders are paramount. Korea as an example, company founder would not be questioned or challenged by lower managers or subordinates. And also, respect for authority encourages dutiful workforce and a greater role for government in Asian industrialization.
b.        Western societies
Relationships are not strictly bound by protocol, and one’s place in the hierarchy of society is not fixed, nor is it predetermined. They are able to determine their own position in society.

III.   Business systems in East Asia
(A)    Japanese kaisha
1.    The principal economic agent in Japan is Kaisha, specially corporation.
a.    Play a dominant role in international business. The business Week Global 1000 (1999) shows 135 out of top 1000 firms are Japanese.
b.    Specific competencies in a single industrial area, Honda, which specializes in the manufacture of motor cycles and cars.
c.    Production within the firm is centered on the use of core competencies, or the areas of strength of the firm. The production is not central to the firm’s activities is contracted out to other local firms, which form a support network.

2.      The definition of the family in Japanese
a.     The concept of family is very broad and importance of a broad relative is not distinguished from that of an ‘adopted’ family member into the business, such as Loyal employee.
b.     Qualified and experienced manger lead the group rather than a less suitably qualified blood relative. Management of the Kaisha internally through the Kaisha they joined after leaving college and who thereby became ‘part of the family’. Individual’s ability to run the business and a broad definition of family member enables more suitably qualified managers to be appointed.
c.     Japanese business culture fostered a long team approach to investment in Kaisha and enabled them to expend into high-risk developing markets

3.       Market relations in Japanese business system
a.        Interdependent firms (Keiretsu)
Separate firms rather than predominantly within the firm itself and it is typically have low levels of vertical integration. The cross shareholding, dependent on central financial institutions, and also buying and selling between the firms cement the relationships within Keiretsu.
b.    The ownership of the Keiretsu is shared among members of the group, so an interlocking ownership pattern is apparent. Stock holding among member companies maintains the stability of the group through support for members and protection from takeovers.
c.    The Keiretsu are direct descendants of earlier integrated groups of firms known as Zaibatsu. Comprised a central holding company, dominated by the family, significant ownership of large group of core companies, including a bank, trading company and a trust and insurance company. Markets for capital, labour and technology were internalized within the Zaibatsu.
d.    Networks of Japanese firms
Vertical Keiretsu
(1) Incorporates a large number of small and medium sized firms
(2) Contribute to the production value chain in certain industry, Toyota

Horizontal Keiretsu

(1) Kigyo shudan
Coordinates activities among groups of firms over different industries or markets
(2) Providing low-cost capital to members
Mitsubishi
e.         Business in Japan
Including everything from vehicles, electronics and construction to financial services and international trade. Those are independent, these is a sense of common purpose in the pursuit of goals. The sharing of personal, financial support and even directors between the member companies strengthens the relationships within the group.
f.          The relationships formed between the Kaisha and the smaller subcontracting firms
Those are enduring and long team in nature, and are based on trust and mutual co-operation, sharing information, and expertise and joint shareholding.

(B)    South Korean chaebol
1.      Growing chaebol or ‘financial cliaues’ dominated the South Korean business system
a.      Highly diversified conglomerates that operate in number of business sectors, such as Heavy manufacturing, chemicals, oil, electronics, motor vehicles, distribution, insurance and financial services.
b.      19 firms being ranked among the top 200 emerging-market companies in 1999. The top 100 chaebol the average is of eight companies. The chaebol dominate the local Korean market, its exporting activity and the total economic output of Korean. In 1994, top ten Chaebol accounted for 58% of Korea’s GNP and top 30 Chaebol for 83%.

2.      Chaebol gained competitive advantage in labor intensive manufacturing exports:
(1)   Government sponsorship and favorable policies to encourage industrialization;
(2)   Engineering talent and managerial entrepreneurs; and
(3)   Hard working, low-cost labor force available in Korean
a.   Chaebol expanded through vertical integration by producing ‘in-house’ or expending the value chain of production internally
b.      In international markets, the chaebol have employed their own brand names and marketing
c.       The chaebol meant that resources were spread too thinly for them to remain internationally competitive in all areas.
d.      Tried to rationalize their activities and devote their resources to concentrating on their core competencies and main areas of activity.

3.      Chaebol conglomerates still largely rests with their founding families:
a.      The sole ownership structure where the founder or his family own all the chaebol affiliated companies, for example, the Hanjin group.
b.      Involves family ownership of a holding company, owns or partially owns the affiliated companies. Daewoo is an example, although the family accounts for less than 2% of the group’s shares in total.
c.       There is mutual interlocking ownership. The founding family owns the holding company and/or some type of foundation organization that owns the affiliated companies. Samsung of ownership structure.

4.      Described as a hybrid of Confucian values and Japanese group loyalty.
a.      Influences on the management structure of the chaebol. The feudal family network, where the Chairman or Whoe-Jang of the group is either its original founder or his direct descendant. Succession of ownership and control is strictly based on ‘blood ties’
b.      Management is highly centralized around the Whoe-Jang, who extends his beliefs and prescriptions for the direction of the firm as well for the behavior and values of his employees. Is directly influenced by a single leader who is usually the owner. His family occupies the key position-Below the Chairman.
c.       The chairman office control center in charge of administration and planning for the whole group of companies.
d.      Managers are recruited both within the ‘blood’ family and from outside, but the most important positions are still reserved for family members. For example, Samsung’ executives are family members.

5.      Market relations between the Chaebol and other firms are fewer and less enduring than are those of Japanese firms.
a.      The chaebol are able to maintain control over most of key activities in production and services by integrating them internally into the conglomerate structure. The chaebol diversified and perform more activities ‘in-house’
b.      Developed in response to government targeting of entrepreneurs and potential growth industries, and access to resources. Such as funding, managerial talent and low-cost labour.
c.       The chaebol to move into new and diversified areas of business quickly and to minimize risk. That encourahing rapid growth and internationalization of Korea’s firm, has also had a negative impact in several areas.

6.      The adversarial relationships between the chaebol in Korea.
a.      The Chaebol to pursue sales and market share rather than profits, and discouraged them from using retained profits rather than state credit to fund growth.
b.      The government’s industrial policy is to limit the number of industry-wide trade associations or other cooperative organizations. Growth of smaller firms in Korea has been restricted by the dominance of the chaebol.

(C)    Chinese family business (CFB)
1.      The principal organizational form used by the Overseas Chinese in Asia
a.      The tendency for each family to run own small business rather than working for a larger firm. There are small enterprises even though some of these do expand to become large international players over time. CFBs concentrate on a limited number of activities in either production, sales ore service.
b.      Ownership and management of the CFB are strongly centered on the family. The family holds ownership and key managerial positions. The majority of the wealth generated by the business stays within the family.
c.       The structure of the CFB is centered on the founder or entrepreneurial patriarch that family holding the most important executive positions. The ‘inner circle’ of the conglomerate and is strictly the domain of close family members. All decision making is centralized around the founder of the business and tight control s kept over information by keeping in family circle
d.      Employees are rewarded on the basis of their loyalty to the patriarch and their performance in achieving his goal. The use of informal management structures and constant monitoring of the business’s activities and external events enable the firm to respond quickly to problems and opportunities that arise.

2.      Culture, tradition and Confucian principles influence the structure, organization and management of the CFB.
a.      The patriarchal.
(1)         Rely on close relationships between family members in order to do business. As ‘Inner circle’ of managers and founders he struggle to cope with the extra burden.
(2)         The professional managers are recruited, loyalty and trust are much more difficult to engender in non-family members.
(3)         Delegation to non-family managers threatens the integrated unit of the business, whereas too much nepotism and centralization strain top management
b.      Direction and decision making provided by leader tends to repress the creativity and ability of middle managers
(1)         Less able to make autonomous decisions and to develop their own management skills.
(2)         The loyalty of employees to new leader cannot be guaranteed. The fragmentation of the business over time and a lack of clear unified direction.
(3)         The tend to encourage the CFB to remain small and specialized or to adopt some Western style management and recruiting practices.

3.      Market relations of the CFB are typical based on family or social connections with others in CFBs or government
a.      CFBs are unique in Asia because the location of their activities is determined by the spread of the Overseas Chinese community. Includes ethnic Chinese living in Taiwan and HK.
b.      The Overseas Chinese share common cultural heritage and homeland. The Chinese fled poverty and poitical unrest during the Manchu Empire in the 19th century.
c.       Continued anti-Chinese sentiment, heightened the Chinese sense of insecurity and their desire to maintain easily transferable or liquid assets.
d.      Many wealthier Chinese immigrants with business acumen became ‘middlemen’ for the colonial powers, acting as go-betweens for the colonial traders and the local primary sectors.

4.      The overseas Chinese can be associated with:
(1)   Being immigrants and settling in foreign countries
(2)   Being an ethnic minority in countries
(3)   Have unresolved relationships with the mother country-China
a.        The tradition of network building based on family connections and personal relationships has fostered cooperation between Overseas Chinese communities.

5.      Development of their business and forging business alliances
a.      The principal source of additional finance, information about products, markets and inputs, personnel and business introductions.
b.      Dependent on external networks of firms for partnerships, subcontracting and financing.
c.       Rely on these networks for different inputs to the value chain such as raw materials, components, distribution and marketing.
d.      Flexible relationships with suppliers readily encourage a quick response to changes in the marketplace.

6.      Larger family-run or clan enterprises firms
a.      Mutually supportive and interdependent and can form longer lasting relationships with other firms.
b.      Networks connected with government officials and foreign owned multinationals.
c.       Larger CFBs also coordinate activities across national boundaries. For example, Taiwanese companies set up production facilities in ASEAN countries to take advantage of low cost labor.
d.      Develop both within a country and across geographical boundaries, binding people with a common origin together.

(D)   Chinese state enterprises (CSEs)
1.      CESs are owned and were formerly managed by the Chinese government
a.        The majority of these state enterprises are medium and large sized firms and some are significant players internationally
b.        Diminished power over allocation and productive use of resources and altered the nature of ownership and control of these companies.
c.         Control access to finance, labour and all importing and exporting, the market played a more significant role in production, distribution and sale of products and services.
d.        Tried to avoid the problems encountered in other transition economies. Thousands of workers faced redundancy and economic hardship as the new owners restructured. Avoid these problems, the Chinese government attempted to increase the performance of the CESs while maintaining ownership.
e.         Central purpose of the reform was to change from a socialist economic system, in which the allocation of resources and productive use of such resources was directed and controlled by the State.
f.          Reforms relating to the CSEs were intended to confront a number of problems:
(1)     Relating to supply and demand. Centralized control over resources and products meant that these did not always correspond. The problem was worsened by the poor quality of some products. Often based on quotas or rationing rather than actual need, aggravated the shortage problems.
(2)     Poor performance of the CSEs. Centralized model reduced incentives to work hard and take risks and responsibility. There are no rewards and no punishments for poor performance as any losses were absorbed by the state, and life-long employment and support for employees were guaranteed. Less productive and become a burden on China’s future economic development.

2.      The State Council of the central government directed the operations of CSEs
a.      Namely the central ministries, provincial authorities and county authorities
b.      Gave instructions on how the CSEs were to manage, what they were to sell and at what prices. Profits were remitted to the State treasury and also covered any losses.
c.       Direct control alternated between the central and provincial level authorities. Central government controlled the inputs to production such as Land, capital, plants and equipment, raw material and labor.

3.      Ownership pf the majority of CSEs remains with the Chinese government or the State
a.      Ownership represented by the government. That has encouraged beter use of capital and more efficient investment. Ownership is now officially separated from management. No longer run in response to goals and objectives of the State
b.      Managers determine the ways that economic goals are reached by the enterprises, not the owners
c.       Enterprise had more control over its own decision-making and direction. Difficult for the CSEs achieve continuity and stability in their goals and operations. Inefficiency and lack of accountability or responsibility for decisions and actions.
d.      The enterprises were given no autonomy in management, the CES manager has been able to tailor production to market requirements.

4.      Major changes to market relations in the Chinese business system
a.      The primary function of the CES as a state production unit to an emerging market-oriented firm. CSE more autonomy in both purchasing and acquiring inputs and the distribution and sale of outputs.
b.      The power to manage production has allowed the CSEs to produce marketable products. The first surplus of supply resulting from improved productivity and higher levels of output tailored to market requirements.
c.       Allowed CSEs to internationalize their operations through importing and exporting activity

5.      Marketing and even the promotion of products through advertising both has become a vital function of the CES manager
a.      The domain of the managers as the state-controlled wholesales channels have been removed
b.      Advertising has been used to counter rising competition under the new market-based system
c.       CSE hire appropriate managers and technical staff on the basis of their skills and experience
d.      More incentives for employees to productive and to produce quality output

6.       CSE were trapped in a cycle of debt with their suppliers and customers
a.        Profits and taxes were still being directed to higher-level institutions and government
b.        Officials demanded and pushed for higher returns as profits increased
c.         Government ownership which encourages intervention and the pursuit of social objectives
d.        Inventors are able to purchase shares in the larger state enterprises and form joint venture companies
e.         Opened up previously protected and subsidized industries to outside investment and competition


IV.    Culture and business systems
(A)    Value system
1.      Business systems of Chinese, Japanese and Korean people are influenced by 3 key culture values: Confucian beliefs, High power distance, collectivism
a.      The importance of the family in Chinese society, which stems from the Confucian belief of filial piety
b.      Hierarchy and the family in high power distance society is illustrated by Korean business system

2.      Confucian values
a.      Confucianism is a system of ethics and morals, which guide for living, relationships and appropriate behavior. Resistance to change and continued duty, loyalty, filial piety and respect for age and status in one’s relationship. Key values of interpersonal relations, thrift, perseverance and hard work, sense of shame and status
b.      Hsiao or filial piety is fundamental to Chinese’ life. Stability and direction to family activities are given by the household and dutifully followed by all members, are obliged give their obedience, respect, trust and support. In the family, traditions, reputation (taken very seriously), property and family possessions are common.
c.       Family hierarchical structure is also evidence in business, with the ‘father’ as the boss over his subordinate children. The family is all encompassing over the family line, or clan, relationship through marriage and even future generations.

3.      ‘Guanxi’ (關係)or relationships with others linked through a common language, village or school
a.      Face or the prestige they have achieved within the various relationships.
b.      Mianzi is associated with person’s status, social position and wealth
c.       Loss face is to avoided at all costs, the person may no longer be respected by others and bring shame to theirselves and to the family.

4.      High power distance
a.      People accept that not everyone is equal and defined place in society. This value encourages stability and harmony in relationships between members of society.
b.      Asian societies have a strong respect for authority and hierarchy. The leaders, whether they are fathers, managers or politicians, are accorded respect by their subjects.
c.       Korean, as example, demonstrates complete loyalty to hierarchical structures in the family, the company or the government.
d.      Strive to protect the honour of one’s self, one’s family, one’s company and one’s country. The ‘chain of command’ respected and honoured, the importance of harmony and cohesion in the family
e.       Cooperation and relationsip building between family members and family connections, and loyalty to a central figure in family and company help to maintain group harmony.

5.      Paternalism and authoritarianism
a.      Engendered the values of hard work, diligence, devotion, commitment and personal sacrifice. The traditionally been one that require the utmost dedication and adoption of the leader’s personal beliefs and values.
b.      Between subordinate and superior is expected to fall as new employees demand more participatory management

6.      Collectivist societies
a.      Loyalty and support within the group is strong and enduring. Collectivist society is integrated into cohesive, unified in-groups that actions and decisions must be in the best interests of the group rather than those of a single individual
b.      Japanese, for example, belong to a collective society that maintain harmony (wa) within the group, whether the family, the company or in the nation.
c.       Japanese employees to their kaisha that collectivism and the desire for harmony in the group. That approach to work ensures the employee would rather remain faithful to his or her particular company and will not, willingly, transfer to another.

(B)    Confucian
1.      Teachings of Confucius and offer a set of ethical codes or rules of conduct that guide human relationships
a.      Not based around a central god, has no after-life and no associated church, and does not require its followers to exclude other religions or ideologies.
b.      Central goal of Confucianism is to achieve social harmony by guiding the relationships between individuals. Ren (), two people relate to each other or way in which social interactions take place. And encourages individuals to become a yi-ren.
c.       Recognize his or her place in a hierarchy of social relationships, to especially honour the relarionships between ruler-subject, father-son, husband-wife, brother-brother and friend-friend.
d.      Included strong family or ‘blood’ bonds, relationships outside of the family based on the ancestral village, school or military. Governance by ethics is preferred over governance by law and not use law and litigation in their business dealings.
2.      Confucianism instills the values:
a.      Values of thriftiness, hard work, perseverance, obedience to one’s superiors, benevolent leadership, scholarship and harmony
b.      The pervasiveness of Confucian values, despite considerable differences in their interpretation and implementation in different countries that played a part in the region’s economic development

3.      Application of Confucian
a.      Harmonious and productive
      Asian governments play a dominant part in fostering and controlling business development. The values of respect and trust of those in position of leadership have contributed to the single-minded pursuit and support of economic development
b.      Stem from respect for hierarchy and loyalty to the group
      Family solidarity and unquestioning devotion to those superior in status, age, skill and experience in organizational structure of the firms
c.       Business networks and connections
      Rely on trust and mutual obligation has lowered the costs of doing business in comparison to Western companies that rely on the contracts and litigation. For example, Chinese-guanxi, Japanese-Keiretsu
d.      Education
      Desire to learn and the company’s desire to develop the skills of its life-long employees

4.      To be inhibiting their development
Change to a modern, capitalist society and impeded economic growth and Confucianism has never endowed technical skills and trading profession with respect, and traditionally placed merchants at the bottom of hierarchy-below bureaucrats and scholars.

(C)    Guanxi
1.      Social networking in Chinese society and business systems
a.      Translated as a ‘relationship’ or ‘connection’ between two people to enable 2-way flow of personal or social transactions. Multiple Guanxi which based on mutually binding obligations and dependencies. Put away in times of abundance and plenty for times of trouble and need.
b.      Renqing ()
(1)         Reciprocal social relationship
(2)         Humanized obligation that exchange of favours in social sense
(3)         Establish and maintain Guanxi relationship and lead to an economic exchange in future
(4)         More benefits one gets from Guanxi, the more one is obligated to return Renqing
(5)         The moral dimension to guanxi is that if a person fails to reciprocate this renqing, he or she loses ‘face’ and looks untrustworthy
c.       Finance is given to members to facilitate their business based on the strength and trust of the personal relationships. This debt maybe ‘called in’ at a later stage and the receiver is expected to reciprocate the favour.
d.      Include trade associations, surname associations, alumni associations and secret societies to name but a few

2.      Relationship bearing trust (Xinyong, 忍讓) and human-heartedness (Ganjing, 矜持)
a.      As network that give everyone the flexibility to make deals and to profit from business
b.      Allowed business obligations to be settled by the rules of the market and not by the equity and reciprocity relationships evident in social Guanxi
c.       Allow the extension of the family firm
(1)     Able to overcome the limitations of size and spread their business widely both economically and geographically
(2)     The strength of kinship and association relationships based on reciprocity and mutual trust

V.       Doing business in East Asia
(A)    Communication and negotiation styles
1.      Reputation for being shrewd and clever negotiators
a.      Chinese negotiator first likes to establish the areas of agreement between 2 parties
b.      Gain concession as possible from the other party and concede as little as possible on belief of firm
c.       Exchange of concessions for demands are an acceptable way of resolving conflicts in the negotiation process

2.      The Chineses:
a.      Preparation
(1)         Strengthen their bargaining position, the Chinese are extremely thorough about ‘doing their homework’, finding out about the other firm involved in the negotiations
(2)         Existing or previous partners and the personal characteristics of the negotiating team

b.      Negotiating team
(1)         Difficult determine who the main decision makers are within these teams
(2)         Merely serve as gatherers and deliverers of information
(3)         Team leader who takes a hard line with negotiations, for example, a high, fixed price and limited concessions
(4)         To fail to do so would indicate a lack of commitment from the other firm
c.       Negotiating style
(1)         Proposed deal or contract and discuss it fully and separately from other issues
(2)         Given an equivalent proportion of attention
(3)         Chinese custom of devoting equal time to all issue often frustrates Western negotiators
d.      Displaying emotion and weakness
(1)         Showing pleasure, dismay, approval or disapproval, it would communicate very clearly heir position in each issue. This only becomes apparent over time
(2)         Communicate style dealing making process that use humility and gain concessions on weakness
(3)         The basis of this tactic is the traditional belief that the strong should help the weak
(4)         Negotiating partner will be obliged to give more concessions
e.       Time
(1)         Making the correct decision is more important as a long team commitment to deal or relationship is anticipated
(2)         Desire to form relationships with business partners before business takes place
(3)         Having multiple decision makers or people, such as Middle management, owners of the business, state officials, Gunaxi network
(4)         Learning medium for those involved, an opportunity to glean information, connections, technology or even experience
(5)         Willing to return to re-negotiate a particular issue, able to gain a mote advantageous position or further concessions
f.        Relationships
(1)         Being vital to doing business, used for negotiating leverage
(2)         Violates the spirit of an existing agreement of the ‘friendship’ has been established between two parties
(3)         Maybe be demanded on the basis of past injustices

3.      Japanese
a.      Communication and negotiation styles
(1)         Developing relationships and a long term perspective towards the implications of business deal is evident
(2)         Due to the large negotiation teams present and the need for enduring relationships to develop
(3)         Learn to have patience and to control their emotions when dealing with Japanese
b.      Preparation
(1)         Thoroughly preparing for business negotiations
(2)         Research and information gathering on other party
(3)         Pre-negotiation meeting and social activities. Have great know the other party and to develop personal relationships
(4)         Objectives and boundaries be defined at this stage
c.       Negotiating teams
(1)         Degree of cooperation and cohesiveness in firm will be enhanced by including those who will be implementing the decision in the decision making process
(2)         Committed business partner will send a fairly substantial negotiating team with at least several senior or high ranking staff
d.      Negotiating style
(1)         Preservation of harmony in the process
(2)         Politeness, conflict avoidance and refraining from showing emotion and personal feelings are the norm
(3)         Equally, aggressive behavior, impatience and an overly negative reaction to a proposal
(4)         Disagreement during negotiations will met with silence or smile
(5)         Persistence and inflexibility in negotiation
e.       Contracts
(1)         On-going and the contract as an indication of commitment and cooperation
(2)         Prefer to base a business deal on sincerity and goodwill and a strong, enduring relationship between both parties
(3)         Establish bonds of trust and commitment, will fully honour the contracts they have made
(4)         Flexibility the contract is designed to improve both parties or resolve difficulties, rather than being used to go back on the agreement

4.      Korean
a.      Negotiating styles
Attributed to the shared, Confucian roots of society and how they have influenced cultural characteristics
b.      Personal relationships
(1)         No relationships between the two parties and therefore the person maybe accepted the equal contributor to the process
(2)         Korean person values the personal relationships in business, get to know the person he (or she) is dealing with
(3)         Well-established and accepted way doing business with Korean, particularly for the foreign business and gained the trust of fostered a relationship
(4)         Protocol to relationships and rank and formality in using language and observing customary politeness are required in negotiation process
c.       Bargaining
(1)         Set an initial price much higher than their acceptable final price, bargained down to what is considered to be ‘reasonable’
(2)         Each side is expected to make concessions until a final price is agreed upon
d.      Authority
(1)         Higher rank will expect to control the negotiating process and will not be receptive to someone of lower rank trying to persuade their argument
(2)         Protocol and respect is shown in negotiations by those considered to be lower in rank
(3)         Harmony must be maintained and like Japanese, outward are fusels or rejections of ideas or proposals should be avoided

(B)    Leadership and design making styles
1.      Chinese and Korean companies typically take top-down authoritarian approach
a.      Leadership comes for the Head of company
b.      Decision making is centralized at top management level and decisions are channeled down through company
c.       Family head in the CFB and founder or chairman (Whoe-Jang) in the Chaebol
d.      Employees do not question the decisions made by their superiors
e.       Leadership style is strongly rooted in the extended family structure of the company

2.      Centralized decision making in the CFB
a.      Response to the hostility of the external environment, such as the strategy or plan of action of the firm, the deals it engaged in or the contacts it established, need to be kept secret from competitors
b.      Entrusted to the owners of the business, and/or the secretariat in a larger firm and Often reactive rather than proactive, and planning for the future is often perceived to be of limited value
c.       Opportunities can be sized when they arise, and changes can be implemented very quickly
d.      Consensus-style decision making has perpetuated a long team view and incremental, slower decision making

3.      Korean leadership style
a.      long team orientation, loyalty to one’s company, harmony and strong feelings of nationalism
b.      Authority is given to the chairman and his top directors and managers, and approval for decision also comes from this group. Hiring career managers from outside the family is common practice.
c.       Responsibility of the head of the company to care for his employees. Kaisha provide security for the permanent employee by offering life-long employment in exchange for total loyalty
d.      Harmony and challenge are central to Chaebol leadership style, employees are encouraged to fulfill the aspirations of the company. Having unified progress through employee cooperation and centralized decision making than to have agreement from everyone and less cohesion to the stratey
e.       Korean stress harmony between unequal in the group, Samsung as example. Desire to keep the business within the family network if possible
f.        Adapt and respond to changes in the business environment. These include: Mounting pressures to modernize business practices, rising influence of managers who are educated in Western universities and deteriorating influence over the Chaebol by the founder/chairman.
g.      Decision making in the more successful chaebol is becoming less centralized and management hierarchies less absolute and less authoritarian

4.      Japanese managers encourage group harmony and group sprit
a.      Engenders a strong incentive to follow the direction of the group and managers facilitate this cohesiveness by allowing all employees to see their role in long term vision of the firm
b.      Mutual commitment to these company objectives and strategies could only be achieved through fostering a strong group spirit and desire by all to achieve success for company
c.       Ringi system of decision making, employees involved in suggesting and implementing changes to improve production process or product and to reduce wastage and defects
d.      Nemawashi by higher level managers seeks employees’ opinions and ideas about a proposed project or course of action before it is implemented
e.       Ringi seido is a formal procedure used in consensus decision making. Decision making is more decentralized, with decision being passed up through the ranks of management and being approved by everyone before being implemented
f.        The major advantages of the ringi system that approval and consensus is gained before a decision is implemented, reducing resistance and encouraging group cohesion and direction
g.      The major disadvantages of the ringi system that slow the process of decision making and threaten the firm’s ability to respond quickly to opportunities or competitive pressure

5.      Heavily in the training and education to their workforce
a.      Life-long employment practices and reciprocal loyalty from the employee make investment into training and skill development
b.      Highly skilled employees also facilitated the changes to competitive strategy taken by Japanese firms over their history
c.       Forced employees to use their skills to work more vigorously in pursuits of company goal. And keep research and development spending high and tried to avoid redundancies
d.      Long team commitment to the employee and to the goal of the Kaisha-Ichiban-being number one

(C)    Sun Tse Bing Fa and other battle tactics
1.      Sun Tze Bing Fa (孫子兵法)
a.        Recognized as a genius of military strategy and business
b.        The battles for territory or market share waged by the enemy and competitor and leadership provided by the general or the manager
c.         The former is an act of construction, the latter an act of destruction

2.      6 basic elements of a successful army described by Sun Tze can be applied to the modern business setting
a.        Moral cause
(1)     General must present the morality or righteousness of going to battle
(2)     Common purpose and unity of direction are also features of a successful company
(3)     Strong loyalty from employees to the founder of the business is usual in Chinese and Korean business
b.        Capability of the general in charge of the army
(1)     Able to judge business trends and be decisive when opportunities or threats arise
(2)     Trust and discipline are necessary to run in business
(3)     Manager to delegate some responsibility to others lower in the hierarchy
(4)     Accepted as being more important than technical or academic qualification
c.         Climate and terrain-the weather and the features of the battlefield
(1)     The successful general learns how to use uncontrollable factors, such as the weather
(2)     Choosing where to fight that choose the best location for the business and alter products and prices to suit the condition s in the marketplace
d.        Strength
(1)     Determines the victor in battle. A small or medium sized business can compete against a larger business by remaining flexible, having quick responses and concentrating on small, specialized areas of the market
(2)     Impossible to obtain adequate information and insight about an adversary
(3)     Conceal the strengths and strategies of the firm and to know those of your competitors. The firm may also try to turn the strengths of its competitors into weaknesses or take advantage of an adversary’s misfortune
e.         Doctrine and training, and discipline
(1)     Organization needs a clear doctrine of rules and regulations and a ranking of individuals which ensures allocation of responsibilities to appropriate people
(2)     Discipline need to maintain order and cohesion. Training allows the employee to respond correctly to signals and to be able to cope with delegation of responsibilities
(3)     Rewards and punishments are required to support the organizational systems and the discipline of the group

3.      other battle classic stress the importance of these strategies
a.        The Book of Five Rings
(1)     Understand the problem or situation from multiple perspectives and to be flexible
(2)     Diversion or divide and conquer’ strategies would take advantage of the enemy’s weakness if used at the right time
b.        The Three Kingdoms (三國演義)
(1)     About strategies, plots and intrigues of the three fiefdoms’ leaders and advisors in their struggle after Han dynasty (漢朝)
(2)     Importance of kinship in guiding action in battle
c.         The thirty-six Stratagems (三十六計)
(1)     36 strategies matching suitable strategy to each different situation
(2)     Mixed and matched to the problem at hand on business or personal relationship problem
(3)     “Lure the tiger out of the mountain” (調虎離山計)
(4)     The offensive strategy that bewildered and less able to fight

VI.    Impacts of East Asian business on the regional economies
1.            Regional investment (Japan)
a.            Management practices and other skills accompany this investment. The workforce of these countries has the opportunity to increase their skills and competencies.
b.            The introduction of modern practices, marketing and distribution channels, heightened technology has heightened the ability of these countries to compete in the international marketplace.
c.             Suppliers and contractors have also shifted production offshore and mini-Keiretsu. Government require for local and participation have assisted firms to integrate with the local economies through local partners or appointing local managers.

2.            Regional interdependence and integration
a.            Mutual development strategies employed by both government-and privately owned firms. They are encouraged participation by the larger Asian firms and considerably advanced the economic progress of the poorer nations.
b.            Asian markets that were serviced by export from other countries in the region are now less attractive and spending power has fallen.

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